Description
This humble work has a two-fold purpose: the first one is a bit of nostalgia for both of us, when we used to work with the Securities and Exchange Commission, which laid the basis of our understanding and knowledge on Corporation and Securities Law. We were blessed and benefited by our stints with the SEC that this is a way to express our gratitude and to translate our experience into this book on corporate securities.
The second purpose, on the other hand, is the ultimate reason on writing this book on Corporate Securities. The student of law may be quite intimidated by the concept of Securities Regulation, considering that the concepts involved here are technical and statistical (particularly actuarial) in nature. Likewise, the layman is exposed in the trading of securities, and most of the time, is unwary of the risks and legalities in their investments in which their purpose is to gain profits may be jeopardized by their lack of legal knowledge before dealing with securities transactions.
